"Enhancing Wealth . . . Mitigating Risk"

Our Qualifications

Kenneth Watson

President of Watson Financial, Inc. He has been providing services in the areas of Investment Analysis, Risk Management, Qualified Pension Plans and Employee Benefit Planning since 1983. The majority of his current clientele consists of business owners and high net worth individuals.

Over the years, Mr. Watson has been asked to teach a variety of subjects relating to the financial services industry. He is a Registered Representative of Cetera Advisor Networks LLC, and is securities registered in the States of Florida, and  New York, as well as licensed for Life, Accident and Health insurance in the States of Florida, New York and Virginia.  Mr. Watson received his Economics Degree from Ohio Wesleyan University '81.

Lucy C. Watson, RHU

Principal at Watson Financial, Inc. She has been in the financial services business since 1993 and has been providing services in the areas of Employee Benefit Planning, specifically group health insurance and qualified pension plans, cafeteria plans administration and communication.  She also consults the Senior Market for Medicare as well as the Individual Markets for health insurance. She has earned the Registered Health Underwriter (RHU) designation.

In addition to her managerial and supervisory role in the firm, she is actively involved in developing corporate and individual client relationships directing them through the financial services maze. Her goal is to develop long term relationships while guiding them through a tailor-made financial roadmap to meet their specific financial objectives.

Ms. Watson is currently a Registered Representative with Cetera Advisor Networks LLC. She is a registered Series 6 (Investment Company/Variable Contracts Representative), Series 7 (General Securities Representative), Series 26 (Investment Company/Variable Contracts Principal),Series 63 (Uniform Securities State Law),and Series 65 (Uniform Investment Advisor). In addition, she is licensed with the Florida Department of Insurance as well as New York , Texas and Virginia. She is registered to sell securities in Florida and New York . Ms. Watson received her Bachelors in Business Administration majoring in Finance from the University of Miami in 1983.

Kimberli Fleck, Esq

General Counsel and Chief Compliance Officer

Kimberli Fleck is Senior Vice President and General Counsel for PFG. In this capacity, Kim oversees all aspects of PFG’s Compliance and Legal departments, interfacing directly with broker dealer executive staff and State and Federal regulators on behalf of PFG associates. She is Chief Compliance Officer for Vicus Capital, a federally registered investment advisor and continually monitors all facets of associate compliance requirements.

Kim began her career as managing attorney for AHC, Inc. in Manassas, VA. She graduated from The Pennsylvania State University, receiving her Bachelor of Arts degree in Political Science and earned her Juris Doctor from the Widener University School of Law. She is admitted to the Commonwealth of Pennsylvania as an attorney at law. Kim holds the  Series 4, 7, 24, 53 and 66 securities registrations.

Securities and advisory services offered through Cetera Advisor Networks LLC, member FINRA/SIPC. Advisory Services and Financial Planning offered through Vicus Capital, Inc., a Federally Registered Investment Advisor. Cetera is under separate ownership from any other named entity.

Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

10715 SW 104th Street, Miami, Florida 33176 United States

We are registered to sell Securities in the following state(s): Florida

We are licensed to sell Insurance in the following state(s): Florida

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